Head of Compliance & AML

Develop and implement compliance and anti-money laundering (AML) policies and procedures. Ensure adherence to local and international regulatory requirements and standards. Monitor and report on compliance risks, providing strategic recommendations to mitigate them. Oversee internal audits and investigations related to compliance and AML matters. Provide expert guidance to senior management on regulatory changes and their implications. Collaborate with various departments to ensure consistent application of compliance practices. Deliver regular training sessions to educate employees on compliance and AML protocols. Act as the primary point of contact for regulatory authorities and external auditors.

A successful Head, Compliance & AML should have:

• A strong academic background in law, finance, or a related field.
• Professional certifications in compliance or AML, such as CAMS or equivalent.
• Extensive knowledge of regulatory frameworks within the financial services sector, with a minimum of 8-9 years of work relevant work experience.
• Proven expertise in managing compliance and AML programmes within asset management, from a fund perspective.
• Strong analytical skills with the ability to interpret complex regulations and translate them into actionable policies.
• Experience in fostering a compliance culture within a large organisation.